SUCCESSFUL MONEY STRATEGIES INC

RIASEC RegisteredEst. 1993
Total AUM
$227M
Discretionary
$227M
100% of AUM
Avg account
$287K
Accounts
791
Employees
3
Advisory reps
1

Firm details

Headquarters
FALL RIVER, Massachusetts
CRD number
109829
Registered since
April 12, 1993
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI60.73%
  • Individuals39.27%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Successful Money Strategies Inc. is an independent, privately owned registered investment adviser formed in 1993 and organized as a corporation. The firm serves individual and family clients, focusing on financial planning and portfolio management for individuals and small businesses. Its fee arrangements include percentage-of-AUM and fixed fees. The firm does not present itself as a capital allocator or pension consultant, and it is not structured as a multi-state or related adviser. ESG is not reported as an active investment focus.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Cash & Cash Equivalents 26%, US Government Bonds 8%, Exchange Traded Equities 5%61%
  • Public Funds/Mutual Funds61%
  • Cash & Cash Equivalents26%
  • US Government Bonds8%
  • Exchange Traded Equities5%

Contacts

1 of 1
  • DENNIS O'KEEFE

    Financial PlannerCRD 2217691

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

FALL RIVER, MA

BRISTOL

Location

FALL RIVER, MA

Headquartered in FALL RIVER, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
BRISTOL
Address
10 N Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth