STW Associates

Overview

STW Associates is a small, independent registered investment adviser that serves high-net-worth individuals and families. The firm operates primarily as a capital allocator and financial planner, combining portfolio management for individuals and small businesses with selection of third-party managers. Its business mix and regulatory filings indicate a preference for equity-oriented portfolios supplemented by targeted allocations to third-party alternative managers in real estate, commodities and oil & gas. STW Associates charges fixed fees and manages relationships on a predominantly non-discretionary basis, which suggests clients retain final trading authority while the adviser provides strategy, manager selection and oversight. Investment activity centers on exchange-traded equity exposure as the primary vehicle for public-market allocation, with substantial use of mutual funds and annuities where appropriate for client objectives. As a firm that also identifies and selects outside advisers, STW Associates appears to lean on specialist managers for its alternative allocations rather than direct private-deal sourcing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices