Stratus Capital Management, LLC

RIASEC Registered
Total AUM
$74.6M
Discretionary
$42.9M
57% of AUM
Avg account
$982K
Accounts
76
Employees
5
Advisory reps
1

Firm details

Headquarters
,
CRD number
169038
Custodians
CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.21%
  • Pooled Investment Vehicles8.13%
  • Individuals5.66%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Stratus Capital Management, LLC is an independent, domestic limited liability RIA that serves high-net-worth individuals, families and institutional clients. The firm acts as a capital allocator and provides financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the selection of other advisers. Its fee model combines percentage-of-AUM billing with fixed fees. Investment activity is focused on liquid, exchange-listed instruments: the firm shows a clear preference for equities and exchange-traded products as core building blocks. Stratus manages both discretionary and non-discretionary mandates and uses separately managed account structures where tax management, customization and concentrated-position handling matter. The firm is not flagged as an active ESG investor and does not operate as a multi-state adviser in the regulatory disclosures provided.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 40%, Public Funds/Mutual Funds 30%, State & Local Bonds 15%, US Government Bonds 8%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 2%40%
  • Exchange Traded Equities40%
  • Public Funds/Mutual Funds30%
  • State & Local Bonds15%
  • US Government Bonds8%
  • Investment Grade Corp Bonds5%

Owners & executives

1 of 1
  • Samuel Brownell

    Samuel Brownell

    Founder & CEOCRD 5219809

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth