Strategic Wealth Planning

RIASEC Registered

Total AUM

$209M

Discretionary

$183M

88% of AUM

Avg account

$267K

Accounts

781

Employees

Advisory reps

Firm details

Headquarters: Richardson, Texas
CRD number: 149134
Registered since: January 8, 2009
Website: awealthplan.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, VANTAGE RETIREMENT PLANS
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI92.62%
Individuals6.76%
Pension & Profit Sharing Plans0.62%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Strategic Wealth Planning is an independent registered investment adviser structured as a limited partnership that has been registered with the SEC since 2009. The firm acts as a capital allocator for individual and family clients, offering financial planning and discretionary portfolio management across retail and smaller institutional-like relationships. Its service mix includes hourly and fixed-fee engagement options in addition to a percentage-of-AUM fee model. Beyond investment advisory, the firm performs related professional functions as an insurance broker and accountant and lists services that include selection of other advisers and pension consulting among its advisory activities. The firm is not identified as an active ESG investor.