STRATEGIC WEALTH MANAGEMENT LLC

RIASEC Registered
Total AUM
$79.5M
Discretionary
$75.7M
95% of AUM
Avg account
$278K
Accounts
286
Employees
4
Advisory reps
4

Firm details

Headquarters
NATICK, Massachusetts
CRD number
335792
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM
Client types
  • HNWI93.35%
  • Individuals6.65%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Strategic Wealth Management LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on financial planning and discretionary portfolio management for individual and family clients, and it charges fees based on a percentage of assets under management. It does not position itself as a capital allocator and does not identify as an active ESG investor. The firm's stated client base is individuals and families, and it reports an industry affiliation with an insurance company.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 80%, Exchange Traded Equities 10%, Cash & Cash Equivalents 5%, Other 4%, State & Local Bonds 1%80%
  • Non-Exchange Traded Equities80%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents5%
  • Other4%
  • State & Local Bonds1%

Contacts

3 of 4
  • William O'Neill

    Registered RepresentativeCRD 7396734

  • SEAN WHALEN

    Managing Director, Wealth ManagerCRD 4000934

  • Dennis Chandler

    Financial ConsultantCRD 4818296

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NATICK, MA

MIDDLESEX

Location

NATICK, MA

Headquartered in NATICK, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
8 Pleasant St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth