Strategic Wealth Advisors, LLC
Firm details
- Headquarters
- ,
- CRD number
- 114167
- Registered since
- March 26, 2004
- Website
- www.xpertadvice.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.65%
- Individuals6.56%
- Charitable Organizations0.94%
- Pension & Profit Sharing Plans0.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Strategic Wealth Advisors, LLC is an independent registered investment adviser that has operated since 2004. It serves primarily individual and family clients and offers a mix of financial planning and portfolio management services for individuals, small businesses and institutions. The firm also conducts selection of other advisers, reflecting its role as a capital allocator to third‑party managers. Its billing mixes asset‑based fees with hourly and fixed‑fee arrangements. Strategic Wealth Advisors does not identify as an active ESG investor and is organized as a limited liability company with domestic ownership.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities36%
- Cash & Cash Equivalents7%
- US Government Bonds4%
- State & Local Bonds1%
Contacts
3 of 4
James Schwartz
Senior AdvisorCRD 3088509
Laurie Bagley
Principal & FounderCRD 2555369
John Bagley
PrincipalCRD 4452812
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 114Active vs passive
$107M in ETFs
64%
$68M
33%
$38.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $11.5M | 16,874 | 10.78% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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