Strategic Wealth Advisors, LLC
Firm details
- Headquarters
- ,
- CRD number
- 114167
- Registered since
- March 26, 2004
- Website
- www.xpertadvice.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.65%
- Individuals6.56%
- Charitable Organizations0.94%
- Pension & Profit Sharing Plans0.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Strategic Wealth Advisors, LLC is an independent RIA organized as an LLC and registered with the SEC since 2004. The firm serves individual and family clients and describes itself as a capital allocator that combines financial planning with discretionary portfolio management for individuals, small businesses, and other institutions. Service lines include financial planning, direct portfolio management and the selection of outside advisers. Their fee model is a mix of percentage-of-AUM billing supplemented by hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities36%
- Cash & Cash Equivalents7%
- US Government Bonds4%
- State & Local Bonds1%
Contacts
3 of 4
James Schwartz
Senior AdvisorCRD 3088509
Laurie Bagley
Principal & FounderCRD 2555369
John Bagley
PrincipalCRD 4452812
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 120Active vs passive
$118M in ETFs
62%
$72.7M
36%
$45.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $10.9M | 16,758 | 9.22% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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