Strategic Finance & Management, LLC

RIASEC Registered

Total AUM

$7M

Discretionary

$4M

57% of AUM

Avg account

$350K

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 171894
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals57.14%
HNWI42.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Strategic Finance & Management, LLC is an independent registered investment adviser structured as a limited liability company and owned by an individual principal. The firm serves primarily individual and family clients and acts as a capital allocator, offering a mix of financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and educational seminars. The firm also operates as an insurance broker and is affiliated with an insurance company, indicating insurance products and risk-transfer solutions are part of its client offering. Fee arrangements are flexible: the firm charges a percentage of assets under management and also uses hourly, fixed-fee, and other billing models. Strategic Finance & Management does not identify as an active ESG investor and is not registered as a multi-state adviser in the data provided.