Strategic Asset Management LLC
Firm details
- Headquarters
- Rochester, Minnesota
- CRD number
- 306384
- Registered since
- February 26, 2021
- Website
- www.strategicassetmgt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI60.54%
- Individuals38.09%
- Charitable Organizations1.34%
- Corporations / Businesses0.03%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Strategic Asset Management LLC is an independent, SEC-registered registered investment adviser formed as a limited liability company and owned by an individual. The firm serves primarily individual and family clients, and it also provides portfolio management for small businesses. Advisory offerings center on financial planning and discretionary portfolio management; the firm also operates as an insurance broker. Fees are charged as a percentage of assets under management and, in some cases, via fixed-fee arrangements. The adviser does not identify as a capital allocator, is not flagged as an active ESG investor, and does not report related-adviser or pension-consulting services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities13%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
2 of 2
Kristen Mueller
Founder and CEOCRD 5561155
Rebecca Baedke
Chief Compliance OfficerCRD 4055455
Contacts
3 of 10
Nathan Lovik
Financial PlannerCRD 5323456
Wade Johnson
Financial AdvisorCRD 4292446
John Shockey
Investment Advisor RepresentativeCRD 4500774
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 286Active vs passive
$58.8M in ETFs
81%
$47.4M
19%
$11.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR(R) PORTFOLIO S&P 500 ETF (SPLG) | State Street | Passive | Large Blend | $4.3M | 103,474 | 7.39% |
Location
Rochester, MN
Olmsted
Location
Rochester, MN
Headquartered in Rochester, MN, anchoring the Rochester-Austin, MN metro in the Midwest.
- Metro area
- Rochester-Austin, MN
- Region
- Midwest
- County
- Olmsted
- Address
- 2434 Superior Dr Nw
- Time zone
- CT (UTC-6)
- Office locations
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