Strait & Sound
Firm details
- Headquarters
- ,
- CRD number
- 309306
- Registered since
- June 12, 2020
- Website
- www.straitandsound.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals57.49%
- HNWI42.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Strait & Sound is an independent SEC-registered RIA formed as an LLC and registered in 2020. The firm serves individuals and families, providing financial planning and portfolio management for individuals, small businesses, and business or institutional clients. Its fee model combines a percentage of assets under management with hourly charges. Strait & Sound identifies as an advisory-only firm rather than a capital allocator, and it does not characterize itself as an active ESG investor. Industry affiliations include roles as an investment adviser, a CPO/CTA, and an accountant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds31%
- Cash & Cash Equivalents12%
- US Government Bonds3%
- Other2%
Owners & executives
3 of 4
William Romig
Chief Investment OfficerCRD 3034847
Todd Sixt
Chief Executive Officer and FounderCRD 2829082
Cory Baer
Chief Business Development OfficerCRD 6141366
Contacts
3 of 5
Daniel Barnes
Director of Wealth ManagementCRD 5143840
Mitchell Freedman
Wealth AdvisorCRD 1227291
Gilbert Wiseman
Financial AdvisorCRD 7406341
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 87Active vs passive
$115M in ETFs
93%
$106M
7%
$8.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| F/M US TREASURY 3 MONTH BILL FUND (TBIL) | Passive | Ultrashort Bond | $11.9M | 238,775 | 10.37% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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