Strait & Sound
Firm details
- Headquarters
- ,
- CRD number
- 309306
- Registered since
- June 12, 2020
- Website
- www.straitandsound.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals57.49%
- HNWI42.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Strait & Sound is an independent registered investment adviser formed as an LLC and SEC-registered in 2020. The firm focuses on serving individual and family clients, offering financial planning and portfolio management for individuals, small businesses, and institutional/business clients. Its typical billing mixes a percentage-of-AUM fee with hourly charges. The firm reports no active ESG investing program and is not structured as a capital allocator. Industry relationships include roles as an investment adviser, commodity pool operator/CTA, and accountant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds31%
- Cash & Cash Equivalents12%
- US Government Bonds3%
- Other2%
Owners & executives
3 of 4
William Romig
Chief Investment OfficerCRD 3034847
Todd Sixt
Chief Executive Officer and FounderCRD 2829082
Cory Baer
Chief Business Development OfficerCRD 6141366
Contacts
3 of 5
Daniel Barnes
Director of Wealth ManagementCRD 5143840
Mitchell Freedman
Wealth AdvisorCRD 1227291
Gilbert Wiseman
Head of Financial PlanningCRD 7406341
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 91Active vs passive
$128M in ETFs
92%
$118M
7%
$9.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| F/M US TREASURY 3 MONTH BILL FUND (TBIL) | Passive | Ultrashort Bond | $12.2M | 243,992 | 9.52% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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