STEVEN G. BLUM AND ASSOCIATES, LLC

Overview

Steven G. Blum And Associates, LLC is an independent registered investment adviser owned by Steven G. Blum that provides financial planning and portfolio management primarily to individuals and families. The firm operates alongside a law practice and structures its advisory business around fee-based relationships (percentage of AUM plus fixed fees). It favors managed allocations delivered through pooled public funds and separately managed accounts rather than direct-stock concentrated strategies. The firm is not an active ESG investor, is not organized as a multi-state adviser, and does not present itself as a capital allocator or pension consultant. Investment activity centers on managing client portfolios for individuals and small businesses with a mix of discretionary and non-discretionary mandates. The firm’s filings show a clear tilt toward mutual funds and public fund vehicles as the primary building blocks for core equity, fixed income and multi-asset allocations, rather than direct alternatives or in-house private strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices