Steven C. Nelson, Cfp

RIASEC Registered
Total AUM
$1.7M
Discretionary
$1.7M
100% of AUM
Avg account
$75.1K
Accounts
22
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
130218
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Steven C. Nelson, Cfp operates as a sole-proprietorship adviser focused on individual and family clients. The practice combines financial planning and portfolio management for individuals and small businesses with insurance brokerage services. Fee arrangements include percentage-of-AUM billing alongside hourly and flat fees. The adviser does not identify as a multi-state firm, is not classified as a capital allocator, and does not indicate activity in ESG or pension consulting.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Steven Nelson

    Sole ProprietorCRD 802142

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth