Steve Pearson Capital Management LLC

RIASEC Registered
Total AUM
$5.7M
Discretionary
$4.1M
71% of AUM
Avg account
$317K
Accounts
18
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
165927
Custodians
ALTRUIST FINANCIAL LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Steve Pearson Capital Management LLC is an independent, LLC-structured registered investment adviser focused on fee-based portfolio management for individual and family clients and small businesses. The firm is owned by Steve Pearson and operates on a percentage-of-AUM fee model. Its advisory activity is narrowly scoped to discretionary and non-discretionary portfolio management rather than institutional consulting, and it does not identify as an active ESG investor, multi-state adviser, pension consultant, capital allocator, or part of a related-adviser group.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, Exchange Traded Equities 24%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 4%67%
  • Public Funds/Mutual Funds67%
  • Exchange Traded Equities24%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents4%

Contacts

1 of 1
  • Steve Pearson

    Steve Pearson

    PrincipalCRD 6137044

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth