Stern Brothers & Co

Broker-DealerFINRA MemberEst. 1985
Total AUM
—
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
16325
Registered since
April 29, 1985

Firm profile

FINTRX

Overview

Stern Brothers & Co is organized as a corporation and is classified in FINTRX as an investment bank. The firm’s FINTRX profile shows SEC registration dating to 1985 and lists ownership as a combination of a domestic entity and individual owner(s). FINTRX flags the firm as not acting as a capital allocator and not as an active ESG investor. It is not identified as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The FINTRX record does not include descriptive entries for the firm’s advisory or business activities, so there is no itemized breakdown of client types, fee schedules, or specific services in that dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Pamela Rockley

    Pamela Rockley

    Chief Compliance OfficerCRD 1438348

  • Peggy Finn

    Peggy Finn

    Chairman & CEOCRD 730640

  • Glenn Essert

    Glenn Essert

    Chief Compliance OfficerCRD 1447868

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Contacts

3 of 37
  • Terrence Finn

    Terrence Finn

    PresidentCRD 1102166

  • Mark Hoffman

    Institutional SalesCRD 1204275

  • Myles Turner

    Senior Managing DirectorCRD 1219272

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
8000 Maryland Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth