Stern Brothers & Co

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Saint Louis, Missouri
CRD number
16325
Registered since
April 29, 1985

Firm profile

FINTRX

Overview

Stern Brothers & Co. is organized as a corporation and is classified in the source data as an investment bank. The firm is owned through domestic and individual ownership structures. The profile data indicates Stern Brothers & Co. does not act as a capital allocator, and it is not identified as an active ESG investor, multi-state adviser, pension consultant, related adviser, or a newly formed adviser. No details about fee schedules, specific advisory activities, or client segments were provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Pamela Rockley

    Chief Compliance OfficerCRD 1438348

  • Peggy Finn

    Peggy Finn

    Chairman & CEOCRD 730640

  • Glenn Essert

    Glenn Essert

    Chief Compliance OfficerCRD 1447868

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Contacts

3 of 37
  • Terrence Finn

    Terrence Finn

    PresidentCRD 1102166

  • Mark Hoffman

    Institutional SalesCRD 1204275

  • Myles Turner

    Senior Managing DirectorCRD 1219272

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Saint Louis, MO

Saint Louis

Location

Saint Louis, MO

Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
8000 Maryland Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth