Sterling Futures

RIAState Registered

Total AUM

$28.4M

Discretionary

$26.1M

92% of AUM

Avg account

$474K

Accounts

Employees

Advisory reps

Firm details

Headquarters: San Francisco, California
CRD number: 122436
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI76.77%
Pension & Profit Sharing Plans12.65%
Individuals10.58%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Sterling Futures is an independent, California state‑registered advisory firm organized as a corporation and owned by an individual. The firm serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Its fee schedules include percentage‑of‑AUM billing as well as hourly and fixed fees. Sterling Futures identifies itself as a capital allocator but does not position itself as an ESG investor and operates only in California rather than as a multistate adviser.