Sterling Financial Management, Inc.

RIASEC Registered
Total AUM
$7.1M
Discretionary
$0
0% of AUM
Avg account
$711K
Accounts
10
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
123268
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Sterling Financial Management, Inc. operates as an independent registered investment advisor (RIA) focused on serving individual and family clients. The firm engages in various business activities, including acting as a registered representative of a broker-dealer and functioning as an insurance broker. Sterling Financial Management provides financial planning services and portfolio management tailored for individuals and small businesses. The firm is also an active investor in environmental, social, and governance (ESG) initiatives, reflecting a commitment to responsible investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • David Cohen

    Registered PrincipalCRD 2459808

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth