Sterling Financial Advisors, LLC
Firm details
- Headquarters
- ,
- CRD number
- 107783
- Registered since
- August 17, 2022
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI67.38%
- Individuals19.88%
- Pension & Profit Sharing Plans7.71%
- Corporations / Businesses4.12%
- Charitable Organizations0.91%
- Services
- Portfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Sterling Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm is owner-operated and serves primarily individual and family clients, offering portfolio management for individuals and small businesses and providing pension consulting services. Compensation is through a mix of asset-based fees and fixed fees. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Cash & Cash Equivalents13%
- Public Funds/Mutual Funds8%
- State & Local Bonds2%
- Other1%
Owners & executives
1 of 1John Dee
Chief Investment OfficerCRD 6109436
Contacts
3 of 3
Mary Jochim
PresidentCRD 862780
Michael Butkus
Investment Adviser RepresentativeCRD 1155737
Joseph Bayless
MemberCRD 1584624
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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