STEINBERG ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2002

Total AUM

$172M

Discretionary

$172M

100% of AUM

Avg account

$3.4M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 118968
Registered since: January 1, 2002
Website: www.samny.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI80.18%
Other17.1%
Pension & Profit Sharing Plans1.31%
Pooled Investment Vehicles0.72%
Individuals0.67%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Steinberg Asset Management, LLC is an SEC-registered investment adviser formed as an LLC in 2002 that provides discretionary portfolio management across individual, family and institutional clients. The firm lists portfolio management for individuals and small businesses, pooled investment vehicles and business or institutional clients among its advisory activities, and also operates in commodity pool/CTA capacities. Its business model combines percentage-of-AUM fees with performance-based fee arrangements and the firm is identified as both a sponsor/GP/managing member of pooled vehicles and a CPO/CTA. The firm’s public filings indicate a clear preference for equity exposure rather than ESG-driven allocations. Steinberg acts as an allocator to external alternative managers and also manages at least one pooled hedge fund vehicle directly, suggesting it blends third-party fund exposure with in-house fund management.