Stauffer Financial, LLC

RIASEC Registered
Total AUM
$9.9M
Discretionary
$9.9M
100% of AUM
Avg account
$120K
Accounts
83
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
340420
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals56.81%
  • HNWI39.77%
  • Other2.19%
  • Corporations / Businesses1.23%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Stauffer Financial, LLC is a small, owner-managed registered investment adviser operating as a non-independent retail RIA. The firm provides fee-based portfolio management, charging a percentage of assets under management, and focuses its advisory work on individuals, families and small-business clients. It also serves some institutional relationships. Stauffer identifies as not being a multi-state or pension consultant adviser, and it does not describe itself as an active ESG investor. The firm lists an insurance company affiliation among its industry ties.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, US Government Bonds 25%75%
  • Exchange Traded Equities75%
  • US Government Bonds25%

Contacts

1 of 1
  • Terrell Stauffer

    Terrell Stauffer

    OwnerCRD 7125507

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth