STAR MOUNTAIN FUND MANAGEMENT, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 164728
- Registered since
- August 11, 2014
- Website
- starmountaincapital.com
- Custodians
- EAST WEST BANK
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles84.67%
- Business Development Companies9.27%
- Corporations / Businesses6.06%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Star Mountain Fund Management, LLC is a private equity–focused manager that operates as both a sponsor/GP and a broker-dealer, primarily serving institutional clients. The firm runs multiple pooled investment vehicles and provides portfolio management for those funds as well as for businesses and institutions. Its business model combines traditional private fund management with broker-dealer capabilities and fee structures that include a percentage of AUM plus performance-based fees. Star Mountain is SEC-registered since 2014 and is not positioned as an ESG-focused or multi-state adviser by its filings. Investment activity centers on private equity strategies executed through the firm’s own private funds and through allocations to third‑party private equity managers. Structurally, Star Mountain acts as managing member and sponsor for pooled vehicles, positioning the firm to originate, manage and distribute private equity opportunities to institutional limited partners.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
3 of 4BRETT HICKEY
Chief Executive OfficerCRD 6104078
JOHN POLIS
Chief Operating OfficerCRD 5130204
AUSTIN ERICSON
General Counsel & Chief Compliance OfficerCRD 7658879
Contacts
1 of 1STEPHEN PARAS
Managing DirectorCRD 2355096
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 140 E 45th St
- Time zone
- ET (UTC-5)
- Office locations
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