STAGE HARBOR FINANCIAL

RIASEC RegisteredEst. 2018
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$765K
Accounts
1,435
Employees
11
Advisory reps
8

Firm details

Headquarters
WESTWOOD, Massachusetts
CRD number
289725
Registered since
May 8, 2018
Website
stageharborfinancial.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI95.18%
  • Individuals4.76%
  • Corporations / Businesses0.06%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Stage Harbor Financial is an independent registered investment adviser organized as an LLC and SEC-registered since 2018. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses, along with pension consulting and the selection of external advisers. Fee arrangements include both a percentage-of-AUM model and fixed fees. Stage Harbor identifies as a capital allocator and is not classified as an active ESG investor or a multi-state adviser. The firm received recognition from FA Magazine in 2020 as a Top RIA Firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 86%, Cash & Cash Equivalents 6%, State & Local Bonds 3%, Other 3%, Exchange Traded Equities 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Private Funds 1%86%
  • Public Funds/Mutual Funds86%
  • Cash & Cash Equivalents6%
  • State & Local Bonds3%
  • Other3%
  • Exchange Traded Equities2%

Owners & executives

1 of 1

  • ROSEMARIE RANZIE

    Chief Compliance OfficerCRD 5236178

Contacts

3 of 7

  • MACLEAN BARACH

    Wealth PlannerCRD 6325350

  • ANDRE FERNANDES

    PrincipalCRD 4726283

  • WILLIAM LEFAVOR

    Principal, Senior Wealth AdvisorCRD 5042095

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 49

Active vs passive

$146M in ETFs

Passive

71%

$103M

Active

26%

$43M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US LARGE CAP VALUE ETF (DFLV)DimensionalActiveLarge Value$23.8M667,18316.33%
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Location

Primary office

WESTWOOD, MA

NORFOLK

Location

WESTWOOD, MA

Headquartered in WESTWOOD, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
NORFOLK
Address
100 Lowder Brook Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth