Stage Harbor Financial
Firm details
- Headquarters
- Westwood, Massachusetts
- CRD number
- 289725
- Registered since
- May 8, 2018
- Website
- stageharborfinancial.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI95.18%
- Individuals4.76%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Stage Harbor Financial is an independent, SEC-registered Registered Investment Adviser organized as an LLC and operating since 2018. The firm is owned by an individual and focuses on private-client work with individuals and families. Compensation is primarily a percentage of assets under management, with the option for fixed fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of third‑party advisers. The firm acts as a capital allocator, sourcing external managers for clients rather than running a large internal fund platform. Stage Harbor was recognized by FA Magazine as a Top RIA Firm in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Cash & Cash Equivalents6%
- State & Local Bonds3%
- Other3%
- Exchange Traded Equities2%
Owners & executives
1 of 1
Rosemarie Ranzie
Chief Compliance OfficerCRD 5236178
Contacts
3 of 7
Maclean Barach
Wealth PlannerCRD 6325350
Andre Fernandes
PrincipalCRD 4726283
William Lefavor
Principal, Senior Wealth AdvisorCRD 5042095
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$167M in ETFs
68%
$114M
28%
$53.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US LARGE CAP VALUE ETF (DFLV) | Dimensional | Active | Large Value | $27.8M | 703,973 | 16.66% |
Location
Westwood, MA
Norfolk
Location
Westwood, MA
Headquartered in Westwood, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Norfolk
- Address
- 100 Lowder Brook Dr
- Time zone
- ET (UTC-5)
- Office locations
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