ST. JAMES INVESTMENT COMPANY, LLC

RIASEC RegisteredEst. 2003

Total AUM

$661M

Discretionary

$661M

100% of AUM

Avg account

$630K

Accounts

1,049

Employees

Advisory reps

Firm details

Headquarters: SOUTHLAKE, Texas
CRD number: 124777
Registered since: February 14, 2003
Website: stjic.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Other Investment Advisers58.68%
Investment Companies18.54%
HNWI17.79%
Individuals3.55%
Corporations / Businesses1.09%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

ST. James Investment Company, LLC is a privately held limited liability company that has operated as an SEC-registered adviser since 2003. The firm provides fee-based portfolio management across a mix of client types, including individuals and families as well as institutional accounts. Its advisory services cover portfolio management for individuals and small businesses, separately managed accounts and investment-company mandates, and portfolios for other businesses or institutions. The firm reports a percentage-of-AUM fee model, does not position itself as an ESG-focused manager, and is not registered as a multi-state or newly formed adviser. The organization’s ownership is listed as a combination of a domestic entity and an individual. In its activities and affiliations ST. James acts beyond discretionary portfolio management, taking sponsor/GP roles and serving as a managing member of pooled investment vehicles.