ST. James Investment Company, LLC
Firm details
- Headquarters
- Southlake, Texas
- CRD number
- 124777
- Registered since
- February 14, 2003
- Website
- stjic.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Other Investment Advisers58.68%
- Investment Companies18.54%
- HNWI17.79%
- Individuals3.55%
- Corporations / Businesses1.09%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
ST. James Investment Company, LLC is a Delaware-style limited liability adviser that has been SEC-registered since 2003. The firm manages portfolios for individuals and small businesses, pooled investment companies, and larger business or institutional clients. Its fees are charged as a percentage of assets under management. ST. James does not present itself as an ESG-focused investor and is not registered as a multi-state adviser. It also serves in sponsor/GP roles and as managing member for pooled investment vehicles, indicating involvement on both the advisory and manager sides of private vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Cash & Cash Equivalents13%
Contacts
3 of 5Amy Burson
Compliance OfficerCRD 5153007
Asa Crow
AssociateCRD 7983146
Robert Mark
FounderCRD 2785947
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$99.8M in ETFs
89%
$88.6M
11%
$11.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF (GBIL) | Goldman Sachs | Passive | Ultrashort Bond | $86.3M | 861,962 | 86.55% |
Location
Southlake, TX
Tarrant
Location
Southlake, TX
Headquartered in Southlake, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Tarrant
- Address
- 535 S Kimball Ave
- Time zone
- CT (UTC-6)
- Office locations
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