St. James Investment Company, LLC

RIASEC Registered

Total AUM

$661M

Discretionary

$661M

100% of AUM

Avg account

$630K

Accounts

1,049

Employees

6

Advisory reps

5

Firm details

Headquarters: Southlake, Texas
CRD number: 124777
Registered since: February 14, 2003
Website: stjic.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Other Investment Advisers58.68%
Investment Companies18.54%
HNWI17.79%
Individuals3.55%
Corporations / Businesses1.09%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

St. James Investment Company, LLC is an institutional registered investment adviser that has been registered with the SEC since 2003. It manages portfolios for individuals and small businesses, investment companies, and businesses or institutions. Its advisory fees are based on assets under management. The firm also acts as a sponsor, general partner, or managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities87%
Cash & Cash Equivalents13%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 4

Active vs passive

$85.1M in ETFs

Passive

87%

$73.8M

Active

13%

$11.3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF (GBIL)	Goldman Sachs	Passive	Ultrashort Bond	$71.3M	712,206	83.78%

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Primary office

Southlake, TX

Tarrant

Location

Southlake, TX

Headquartered in Southlake, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: Tarrant
Address: 535 S Kimball Ave
Time zone: CT (UTC-6)
Office locations

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