SPRUCE HOUSE INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2014
Total AUM
$5.2B
Discretionary
$5.2B
100% of AUM
Avg account
$1.3B
Accounts
4
Employees
9
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
163427
Registered since
July 10, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Spruce House Investment Management LLC is a hedge-fund–style investment manager that registered with the SEC in 2014 and is organized as an LLC under individual ownership. The firm serves institutional clients and acts primarily as a manager of pooled investment vehicles, operating with CPO/CTA activities and serving as a sponsor/GP and managing member for its funds. Its fee structure combines a percentage-of-AUM management fee with performance-based compensation. Spruce House does not position itself as an ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 3
  • ZACHARY STERNBERG

    DirectorCRD 4966573

  • BENJAMIN STEIN

    DirectorCRD 5349385

  • KEITH COZZA

    PresidentCRD 4871268

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
435 Hudson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth