Springwater Advisors, LLC

RIASEC Registered
Total AUM
$75.5M
Discretionary
$75.5M
100% of AUM
Avg account
$2M
Accounts
38
Employees
3
Advisory reps
3

Firm details

Headquarters
Corpus Christi, Texas
CRD number
150034
Custodians
RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI55.98%
  • Other42.65%
  • Individuals1.15%
  • Corporations / Businesses0.23%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Springwater Advisors, LLC is a privately owned limited liability company that operates as a small capital allocator serving both individual/family and institutional clients. The firm’s stated advisory activities center on portfolio management for individuals and small businesses and the selection of other advisers, indicating a mix of discretionary portfolio oversight and third‑party manager sourcing. Compensation is by a mix of percentage‑of‑AUM, fixed fees and other fee arrangements. The record provided does not specify the year of SEC registration. Springwater does not identify as an active ESG investor, is not described as a multi‑state adviser, and does not list pension consulting or related‑adviser status. Industry affiliations noted in the file include relationships with a broker‑dealer, an additional investment adviser, and an insurance company.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 22%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 1%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities22%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds1%

Contacts

3 of 3
  • Elizabeth Ragan

    PartnerCRD 1191381

  • Phillip Plant

    Phillip Plant

    PartnerCRD 364393

  • Brent Holt

    Brent Holt

    Financial AdvisorCRD 5454897

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Corpus Christi, TX

Nueces

Location

Corpus Christi, TX

Headquartered in Corpus Christi, TX, anchoring the Corpus Christi-Kingsville-Alice, TX metro in the South.

Metro area
Corpus Christi-Kingsville-Alice, TX
Region
South
County
Nueces
Address
800 N Shoreline Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth