SPRING OCEAN CAPITAL LLC

Overview

Spring Ocean Capital LLC is a small, fee-based advisory firm focused on portfolio management for institutional clients as well as individuals, pooled investment vehicles and businesses. The firm shows a clear preference for equity exposure, with its largest allocations in non-exchange-traded equities. It uses a percentage-of-AUM fee model and appears to operate as a boutique manager rather than a large multi-state advisory platform. Spring Ocean Capital LLC does not position itself as an ESG-focused adviser. Investment activity centers on concentrated equity allocations supplemented by third-party alternative managers. The firm’s advisory scope—covering separately managed accounts and pooled vehicles—allows it to combine direct equity positions with external hedge fund and real estate strategies and with mutual fund wrappers for broader diversification.

Assets & Accounts

Investments & Alternatives

Location & Offices