Spring Lake Equity Management LLC

RIASEC RegisteredEst. 2013
Total AUM
Avg account
$0
Accounts
0
Employees
3
Advisory reps
2

Firm details

Headquarters
Burlington, Massachusetts
CRD number
167251
Registered since
May 15, 2013
Fee structure
Percentage of AUM
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Spring Lake Equity Management LLC is an SEC-registered institutional investment adviser formed in 2013 and organized as a limited liability company. The firm serves institutional clients and charges advisory fees based on a percentage of assets under management. It is identified as a related adviser and is structured to provide portfolio management for pooled investment vehicles rather than acting as an independent capital allocator or pension consultant. Regulatory and operational characteristics in the record show Spring Lake is not positioned as a multi-state adviser or an active ESG investor. Its industry roles include acting as an investment adviser and sponsor, and serving as a general partner or managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Carmen Scarpa

    Carmen Scarpa

    Managing PartnerCRD 1551693

  • Robert Forlenza

    Robert Forlenza

    Managing PartnerCRD 6027309

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Burlington, MA

Middlesex

Location

Burlington, MA

Headquartered in Burlington, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
1500 District Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth