SPRING DELTA ASSET MANAGEMENT, LLC

Overview

Spring Delta Asset Management, LLC is a small, owner-managed registered investment adviser that concentrates on discretionary equity management for individual, family and institutional clients. The firm bills on a percentage-of-AUM basis (and other fee arrangements as needed) and lists portfolio management for individuals/small businesses, portfolio management for businesses or institutions, and pension consulting among its advisory services. It does not identify itself as an active ESG investor and is not set up as a multi-state adviser or capital allocator. Investment emphasis is on liquid public markets, with a clear tilt toward exchange-traded equities. The firm supplements core equity exposure with mutual funds and annuity products and draws on third-party external alternative investment managers when clients require non‑public or less correlated exposures. Given the boutique scale and the custody relationship described below, Spring Delta appears to operate as a discretionary manager using SMAs and pooled vehicles to build concentrated, equity-centered portfolios and to add alternatives through external fund managers where appropriate.

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Location & Offices