Spring Delta Asset Management, LLC

RIAState Registered
Total AUM
$14.9M
Discretionary
$14.9M
100% of AUM
Avg account
$157K
Accounts
95
Employees
1
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
307539
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Other
Client types
  • HNWI71.02%
  • Individuals28.98%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Spring Delta Asset Management, LLC is an independent, individual-owned registered investment adviser organized as an LLC. The firm serves both individual and family clients as well as institutional clients, and it charges fees tied to a percentage of assets under management alongside other fee arrangements. Its advisory work centers on discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. The firm does not identify as an active ESG investor and is not reported as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 7%83%
  • Exchange Traded Equities83%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds7%

Contacts

1 of 1
  • Michael Lackwood

    Michael Lackwood

    Founding PrincipalCRD 4742917

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
125 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth