Spirit Investment Advisors

RIASEC Registered
Total AUM
$22.3M
Discretionary
$22.3M
100% of AUM
Avg account
$1.1M
Accounts
20
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
319383
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI95.5%
  • Pension & Profit Sharing Plans4.48%
  • Individuals0.02%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Spirit Investment Advisors is a small, sole-proprietorship wealth manager that serves individual and family clients. The firm operates as an insurance broker in addition to providing portfolio management for individuals and small businesses and acts as a capital allocator by selecting third-party advisers for client portfolios. Compensation is charged as a percentage of assets under management. The adviser does not position itself as an ESG investor and is not organized as a multi-state or pension consultant adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 34%, Exchange Traded Equities 29%, Derivatives 18%, US Government Bonds 8%, State & Local Bonds 7%, Investment Grade Corp Bonds 4%34%
  • Cash & Cash Equivalents34%
  • Exchange Traded Equities29%
  • Derivatives18%
  • US Government Bonds8%
  • State & Local Bonds7%

Owners & executives

1 of 1
  • David Levy

    David Levy

    CEOCRD 1744296

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth