Spinnaker Investment Group, LLC
Firm details
- Headquarters
- Newport Beach, California
- CRD number
- 283414
- Registered since
- April 15, 2016
- Website
- spinninvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.16%
- Individuals16.86%
- Pension & Profit Sharing Plans8.47%
- Insurance Companies3.54%
- Corporations / Businesses0.87%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Spinnaker Investment Group, LLC is an independent, privately owned registered investment adviser that has been SEC-registered since 2016. The firm serves both individuals and families as well as institutional clients, offering financial planning and portfolio management across individual, small-business and institutional mandates. Its advisory toolkit includes direct portfolio management and the selection of third‑party managers; the firm describes itself as a capital allocator. Fee arrangements include percentage-of-assets, hourly charges and fixed fees. Spinnaker is not identified as an active ESG investor and lists an insurance company affiliation among its industry ties.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Public Funds/Mutual Funds27%
- US Government Bonds8%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Morgan Christen
Chief Executive OfficerCRD 2395180
Contacts
3 of 7
Andrew Krongold
Vice President of InvestmentsCRD 6094017
Anthony Puma
Financial AdvisorCRD 5520249
Joseph Stapleton
PresidentCRD 5617995
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 146Active vs passive
$606M in ETFs
43%
$262M
53%
$344M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $138M | 2,634,989 | 22.78% |
Location
Newport Beach, CA
Orange
Location
Newport Beach, CA
Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 4100 Mac Arthur Blvd
- Time zone
- PT (UTC-8)
- Office locations
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