Spielberger & Brooks, Inc.

Overview

Spielberger & Brooks, Inc. operates as an independent registered investment adviser (SEC-registered since 2008) owned by an individual principal. The firm combines investment advisory services with insurance brokerage capabilities. Its client base includes both individual and family clients as well as institutional investors. Advisory services listed in filings include financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. Compensation structures include percentage-of-assets-under-management fees and the ability to charge performance-based fees. The firm is identified as a capital allocator but is not flagged as an active ESG investor or a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices