Spiderrock Exs, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
32
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
148743
Registered since
March 2, 2009

Firm profile

FINTRX

Overview

Spiderrock Exs, LLC is organized as a limited liability company and has been SEC-registered since 2009. The firm is listed as owned by a domestic entity and an individual and is categorized in the source data as "Unclassified," reflecting a sparse public profile. The record indicates Spiderrock Exs is not a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Craig Iseli

    Craig Iseli

    Chief Operating OfficerCRD 5620710

  • Karl Jones

    Chief Compliance OfficerCRD 4572443

  • George Papa

    George Papa

    Chief Executive OfficerCRD 2595217

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Contacts

3 of 27
  • Patrick Read

    Patrick Read

    Director of Business DevelopmentCRD 4912726

  • Melissa Urbanski

    Melissa Urbanski

    DirectorCRD 4907742

  • Kevin Holbert

    Kevin Holbert

    Director of Business DevelopmentCRD 5189403

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
300 S Riverside Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth