Spiderrock Exs, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
—
Advisory reps
31
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
148743
Registered since
March 2, 2009

Firm profile

FINTRX

Overview

Spiderrock Exs, LLC is organized as a limited liability company and has been SEC-registered since 2009. Ownership is listed as a mix of a domestic entity and an individual. The firm’s public profile is sparse: it is classified as “Unclassified” in the snapshot data and the record flags a number of advisor characteristics as negative — it is not identified as a capital allocator, active ESG investor, multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The firm did not provide descriptions of its core advisory activities, client segments, or fee arrangements in the supplied dataset, so there is limited visibility into how it positions its services or the markets and strategies it targets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • George Papa

    George Papa

    Chief Executive OfficerCRD 2595217

  • Karl Jones

    Chief Compliance OfficerCRD 4572443

  • Annabelle Edon-baldwin

    Annabelle Edon-baldwin

    Chief Revenue OfficerCRD 4785593

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Contacts

3 of 26
  • Kristen Wiberg

    Kristen Wiberg

    SalesCRD 2183469

  • Conan Banks

    Product DirectorCRD 3061651

  • David Baugh

    Trade Support AnalystCRD 4056573

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
300 S Riverside Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth