SPIDERROCK EXS, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
33
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
148743
Registered since
March 2, 2009

Firm profile

FINTRX

Overview

Spiderrock Exs, LLC is organized as a limited liability company and has been SEC‑registered since 2009. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as "unclassified" in the source dataset. Per the available metadata, Spiderrock Exs, LLC does not identify itself as a capital allocator, an active ESG investor, a multi‑state adviser, a pension consultant, or a related adviser. The firm did not provide detail for fields such as client base, fee structure, core business activities, or advisory services in the supplied data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • CRAIG ISELI

    Chief Operating OfficerCRD 5620710

  • KARL JONES

    Chief Compliance OfficerCRD 4572443

  • GEORGE PAPA

    Chief Executive OfficerCRD 2595217

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Contacts

3 of 28
  • PATRICK READ

    Director of Business DevelopmentCRD 4912726

  • MELISSA URBANSKI

    DirectorCRD 4907742

  • KEVIN HOLBERT

    Director of Business DevelopmentCRD 5189403

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
300 S Riverside Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth