Sperka Investment Management, LLC

RIASEC Registered
Total AUM
$39.2M
Discretionary
$39.2M
100% of AUM
Avg account
$2.6M
Accounts
15
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
313417
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI94.41%
  • Individuals5.59%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sperka Investment Management, LLC is a small, fee-based advisory firm that focuses on discretionary portfolio management for individuals, families and small businesses. The firm charges a percentage of assets under management and favors equity-centric allocations, managing client portfolios through separate account structures. Its filing indicates no emphasis on ESG integration and it operates as a single-state adviser under individual ownership. With a client base composed primarily of high-net-worth individuals and families, the firm runs tailored portfolios rather than a mass-market product. Equity exposure is the primary allocation preference, supplemented by mutual funds and a targeted allocation to third‑party real estate managers to provide diversification and income where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 36%, Public Funds/Mutual Funds 27%, Non-Exchange Traded Equities 17%, Investment Grade Corp Bonds 11%, US Government Bonds 8%, Cash & Cash Equivalents 1%36%
  • Exchange Traded Equities36%
  • Public Funds/Mutual Funds27%
  • Non-Exchange Traded Equities17%
  • Investment Grade Corp Bonds11%
  • US Government Bonds8%

Contacts

1 of 1
  • Robert Sperka

    Robert Sperka

    Managing MemberCRD 7187820

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth