Spencer Financial Advisors

RIASEC Registered
Total AUM
$14M
Discretionary
$5.5M
39% of AUM
Avg account
$1M
Accounts
14
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
115844
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals60.71%
  • HNWI39.29%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Spencer Financial Advisors operates as a small, equity-oriented advisory boutique serving individual and family clients. The firm runs a percentage-of-AUM fee model and focuses on direct portfolio management for individuals and small businesses. Investment activity is concentrated in exchange-traded equities and related ETF exposure, with discretionary authority exercised on a portion of client assets and the remainder managed on a non-discretionary basis. The adviser does not position itself as an ESG investor and is not structured as a multi-state or pension consulting firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 5%90%
  • Exchange Traded Equities90%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Arch Spencer

    PresidentCRD 2013335

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth