Spencer Financial Advisors
Firm details
- Headquarters
- ,
- CRD number
- 115844
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals60.71%
- HNWI39.29%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Spencer Financial Advisors operates as a small, equity-oriented advisory boutique serving individual and family clients. The firm runs a percentage-of-AUM fee model and focuses on direct portfolio management for individuals and small businesses. Investment activity is concentrated in exchange-traded equities and related ETF exposure, with discretionary authority exercised on a portion of client assets and the remainder managed on a non-discretionary basis. The adviser does not position itself as an ESG investor and is not structured as a multi-state or pension consulting firm.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents5%
Contacts
1 of 1Arch Spencer
PresidentCRD 2013335
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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