Spencer Brook Asset Management, LLC

RIASEC Registered
Total AUM
$88M
Discretionary
$63M
72% of AUM
Avg account
$4M
Accounts
22
Employees
1
Advisory reps
1

Firm details

Headquarters
Concord, Massachusetts
CRD number
129034
Fee structure
Percentage of AUM
Client types
  • HNWI71.59%
  • Other28.41%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Spencer Brook Asset Management, LLC is an independent, owner-operated RIA organized as an LLC that provides portfolio management for individuals and small businesses. The firm serves individual and family clients on a fee basis calculated as a percentage of assets under management. It does not identify itself as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant. SEC registration year is not provided in the available data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Cash & Cash Equivalents 6%94%
  • Exchange Traded Equities94%
  • Cash & Cash Equivalents6%

Contacts

1 of 1
  • William Spring

    Managing DirectorCRD 4784613

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Concord, MA

Middlesex

Location

Concord, MA

Headquartered in Concord, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Middlesex
Address
747 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth