SPECTRUM GROUP MANAGEMENT
Firm details
- Headquarters
- HUNTINGTON, New York
- CRD number
- 157363
- Registered since
- December 2, 2025
- Website
- www.spectrumgp.com
Firm profile
FINTRXOverview
Spectrum Group Management is a privately held LLC that operates primarily as an adviser to pooled investment vehicles and as a sponsor/GP. The firm is registered with the SEC (registration year listed as 2025) and identifies its principal business activity as a CPO or CTA, reflecting a focus on managing pooled structures and trading or commodity-related program activity in addition to private fund management. Owner type is listed as an individual, and the firm does not identify as an active ESG investor or a multi-state adviser. Investment activity centers on private capital strategies. The firm runs multiple private funds—chiefly private equity—while also taking sponsor and managing member roles for pooled vehicles. That operating posture, combined with its CPO/CTA designation, indicates a manager that structures, operates and directly controls closed-end vehicles rather than building a broad retail advisory roster.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1ADAM BOCK
Chief Financial OfficerCRD 3165342
Contacts
1 of 1JEFFREY SCHAFFER
Managing Partner, Portfolio ManagerCRD 2397649
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
HUNTINGTON, NY
SUFFOLK
Location
HUNTINGTON, NY
Headquartered in HUNTINGTON, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- SUFFOLK
- Address
- 24 W Carver St
- Time zone
- ET (UTC-5)
- Office locations
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