SPECTRUM GROUP MANAGEMENT

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
HUNTINGTON, New York
CRD number
157363
Registered since
December 2, 2025

Firm profile

FINTRX

Overview

Spectrum Group Management is a privately held LLC that operates primarily as an adviser to pooled investment vehicles and as a sponsor/GP. The firm is registered with the SEC (registration year listed as 2025) and identifies its principal business activity as a CPO or CTA, reflecting a focus on managing pooled structures and trading or commodity-related program activity in addition to private fund management. Owner type is listed as an individual, and the firm does not identify as an active ESG investor or a multi-state adviser. Investment activity centers on private capital strategies. The firm runs multiple private funds—chiefly private equity—while also taking sponsor and managing member roles for pooled vehicles. That operating posture, combined with its CPO/CTA designation, indicates a manager that structures, operates and directly controls closed-end vehicles rather than building a broad retail advisory roster.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ADAM BOCK

    Chief Financial OfficerCRD 3165342

Contacts

1 of 1
  • JEFFREY SCHAFFER

    Managing Partner, Portfolio ManagerCRD 2397649

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HUNTINGTON, NY

SUFFOLK

Location

HUNTINGTON, NY

Headquartered in HUNTINGTON, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
24 W Carver St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth