Spectrum Financial Inc

Overview

Spectrum Financial Inc. is a corporation that operates as an institutional registered investment adviser; it registered with the SEC in 1988. The firm is owned by an individual and serves both individuals and families as well as institutional clients. Its advisory work centers on portfolio management for individuals and small businesses and for investment companies. Fee arrangements include a percentage-of-assets-under-management component alongside other fee structures. Spectrum Financial does not identify as an active ESG investor and is not classified as a multi-state adviser.

Assets & Accounts

Investments & Alternatives