Spectrum Financial Advisors LLC

RIAState Registered
Total AUM
$30.5M
Discretionary
$30.5M
100% of AUM
Avg account
$2.2M
Accounts
14
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
301915
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Spectrum Financial Advisors LLC operates as a limited liability company focused on providing investment advisory services primarily to individuals and families. The firm specializes in portfolio management for small businesses and offers pension consulting services. Spectrum Financial Advisors does not engage in capital allocation or active ESG investing, positioning itself as a more traditional advisory firm. The firm charges fees based on a percentage of assets under management, aligning its interests with those of its clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 67%, Exchange Traded Equities 33%67%
  • Other67%
  • Exchange Traded Equities33%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth