Sovereign Financial Group, Inc.
Firm details
- Headquarters
- Stamford, Connecticut
- CRD number
- 294314
- Registered since
- January 31, 2019
- Website
- www.sfgroupinc.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.04%
- Individuals27.21%
- Charitable Organizations1.27%
- Pension & Profit Sharing Plans0.29%
- Corporations / Businesses0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Sovereign Financial Group, Inc. is an independently operated, individually owned RIA and capital allocator serving individuals, families, and institutional clients. It provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Its fees may be based on assets under management, hourly charges, or fixed fees. The firm has been registered with the SEC since 2019.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds32%
- Cash & Cash Equivalents5%
- Other3%
- US Government Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 257Active vs passive
$514M in ETFs
80%
$413M
16%
$101M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD FTSE DEVELOPED MARKETS ETF (VEA) | Vanguard | Passive | Foreign Large Blend | $33.4M | 472,459 | 6.50% |
Location
Stamford, CT
Fairfield
Location
Stamford, CT
Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 35 W Broad St
- Time zone
- ET (UTC-5)
- Office locations
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