Sovereign Asset Advisors LLC

RIASEC Registered
Total AUM
$2.3M
Discretionary
$2.3M
100% of AUM
Avg account
$192K
Accounts
12
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
311083
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • Corporations / Businesses78.48%
  • Individuals17.57%
  • Pension & Profit Sharing Plans3.93%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Sovereign Asset Advisors LLC is an independent registered investment adviser structured as an LLC and owned by domestic entities/individuals. The firm acts as a capital allocator and serves individual and family clients on a fee basis tied to assets under management. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, selection of outside advisers, and investor education through seminars and workshops. The firm does not identify as an active ESG investor and appears to operate under a single-state footprint. Sovereign lists an affiliation with a law firm in its filings. That, combined with its selection-of-advisers activity, suggests a model that blends direct portfolio management with outsourced manager allocations and consultation for client-specific needs.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 45%, Cash & Cash Equivalents 37%, Exchange Traded Equities 17%45%
  • US Government Bonds45%
  • Cash & Cash Equivalents37%
  • Exchange Traded Equities17%

Contacts

1 of 1
  • Thomas Fortenberry

    Thomas Fortenberry

    CCOCRD 7298489

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth