Southworth Investment Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 167926
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.44%
- Individuals3.56%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Southworth Investment Management, LLC is an independent, owner-operated registered investment adviser organized as an LLC that focuses on portfolio management for individuals, families and small businesses. The firm charges fees as a percentage of assets under management and does not describe itself as an active ESG investor or a multi-state adviser. Its business activity is centered on discretionary and non-discretionary wealth management rather than institutional or pension consulting, and it does not position itself as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities58%
- Public Funds/Mutual Funds31%
- Other5%
- Cash & Cash Equivalents4%
- Exchange Traded Equities2%
Contacts
2 of 2Teryl Southworth
Managing MemberCRD 6196577
John Southworth
CCO, Managing MemberCRD 4663170
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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