Southwestern Advisory Group LLC
Firm details
- Headquarters
- Stephenville, Texas
- CRD number
- 282950
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI51.46%
- Individuals48.54%
- Services
- Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Southwestern Advisory Group LLC is a privately held limited liability company that operates as a non‑independent retail registered investment adviser focused on individual and family clients. Filings show the firm provides discretionary portfolio management for individuals and small businesses, assists with selection of other advisers, and offers pension consulting services. Fee arrangements include asset‑based fees, hourly billing, and fixed fees. The firm identifies itself as a capital allocator and does not list active ESG investing as a stated practice.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- State & Local Bonds10%
- Cash & Cash Equivalents3%
Contacts
1 of 1
Cole Parks
PresidentCRD 4941163
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Stephenville, TX
Erath
Location
Stephenville, TX
Headquartered in Stephenville, TX, in the South of the United States.
- Region
- South
- County
- Erath
- Address
- 105 East Rd
- Time zone
- CT (UTC-6)
- Office locations
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