Southwest Money Management Inc
Firm details
- Headquarters
- ,
- CRD number
- 109668
- Registered since
- August 4, 1980
- Custodians
- STIFEL NICOLAUS & CO., INC., RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other100%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Southwest Money Management Inc. is a small corporate SEC-registered RIA that focuses on discretionary portfolio management for businesses and institutions. The firm has operated since 1980 and is owned by an individual owner. Its stated fee model combines percentage-of-AUM billing with fixed fees, and it does not identify as an active ESG investor or a multi-state adviser. The firm’s allocation strategy is heavily tilted toward fixed-income instruments, with a clear emphasis on U.S. government debt as the primary holding category. Given the concentrated client base and the portfolio makeup, the manager appears to prioritize capital preservation, income generation, and interest-rate/sovereign credit exposure control for institutional-sized accounts.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds71%
- Cash & Cash Equivalents29%
Owners & executives
1 of 1Bruce Nance
CEO & CFOCRD 1170647
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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