Southern Capital Services Inc
Firm details
- Headquarters
- Daphne, Alabama
- CRD number
- 105582
- Registered since
- September 15, 2017
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI55.82%
- Individuals36.73%
- Pension & Profit Sharing Plans7.32%
- Charitable Organizations0.13%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Southern Capital Services Inc is a small, SEC-registered corporate RIA that manages portfolios for individuals, families and institutional clients. It bills on a percentage-of-AUM basis and lists portfolio management for both individual/small-business and business/institutional accounts as its primary advisory activities. The firm does not identify as an active ESG investor and is not flagged as a pension consultant or related adviser in its filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities5%
- Cash & Cash Equivalents2%
- US Government Bonds1%
Owners & executives
2 of 2
David Lindsey
Chief Financial Officer & TreasurerCRD 1269329
Wendy Nelson Bailey
Vice President, Chief Compliance OfficerCRD 1985291
Contacts
3 of 4
Eric Nager
Investment Advisor RepresentativeCRD 4780140
Terry Nager
PresidentCRD 344567
Michelle Hunt
Office ManagerCRD 733703
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$267M in ETFs
79%
$211M
21%
$56.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $23.1M | 173,650 | 8.63% |
Location
Daphne, AL
Baldwin
Location
Daphne, AL
Headquartered in Daphne, AL, anchoring the Mobile-Daphne-Fairhope, AL metro in the South.
- Metro area
- Mobile-Daphne-Fairhope, AL
- Region
- South
- County
- Baldwin
- Address
- 29000 Us Highway 98
- Time zone
- CT (UTC-6)
- Office locations
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