South Street Advisors, LLC

RIASEC RegisteredEst. 1998
Total AUM
$906M
Discretionary
$906M
100% of AUM
Avg account
$6.6M
Accounts
138
Employees
7
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
112326
Registered since
April 2, 1998
Website
www.southstreetadv.com
Custodians
DEUTSCHE BANK SECURITIES INC., CHARLES SCHWAB & CO., INC., BANK OF AMERICA, JULIUS BAER, J.P. MORGAN SECURITIES INC., LPL FINANCIAL LLC, BERENBERG, CITBANK NATIONAL ASSOCIATION, CIBC WORLD MARKETS CORP.
Fee structure
Percentage of AUM
Client types
  • Individuals84.97%
  • Other13.87%
  • Pension & Profit Sharing Plans0.9%
  • Corporations / Businesses0.27%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

South Street Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 1998. The firm is individually owned and manages portfolios for both individuals/families and institutional clients, charging fees as a percentage of assets under management. Its stated advisory activity focuses on portfolio management for individuals and small businesses. South Street does not identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a pension consultant or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 8%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds8%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

2 of 2

  • Thomas Carhart

    Chief Investment OfficerCRD 4399753

  • Eric Kleinschmidt

    Eric Kleinschmidt

    Chief Compliance OfficerCRD 2710290

Contacts

2 of 2
  • Michael Butts

    Michael Butts

    PrincipalCRD 2773425

  • Stephen Owen

    Stephen Owen

    PrincipalCRD 1652308

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$389M in ETFs

Passive

99%

$383M

Active

1%

$5.8M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES AAA - A RATED CORPORATE BOND ETF (QLTA)BlackRockPassiveCorporate Bond$29.4M618,7527.57%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
623 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

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