Soundwatch Capital, LLC

RIASEC Registered
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$3.1M
Accounts
330
Employees
5
Advisory reps
3

Firm details

Headquarters
Dallas, Texas
CRD number
173151
Registered since
November 25, 2014
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers83.94%
  • Investment Companies16.06%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Soundwatch Capital, LLC is an institutional registered investment adviser that began SEC registration in 2014. The firm provides portfolio management services for investment companies and for businesses or other institutions and charges clients on a percentage-of-assets basis. Filings identify Soundwatch Capital in roles beyond pure advisory work — it is also listed as a sponsor, general partner, and managing member of pooled investment vehicles — but it is not positioned primarily as a capital allocator to third‑party managers. The firm reports an institutional client base and does not describe itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 82%, US Government Bonds 13%, Cash & Cash Equivalents 4%, Public Funds/Mutual Funds 1%82%
  • Exchange Traded Equities82%
  • US Government Bonds13%
  • Cash & Cash Equivalents4%
  • Public Funds/Mutual Funds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 46

Active vs passive

$888M in ETFs

Passive

97%

$860M

Active

1%

$28.4M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$396M514,42944.58%

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
3090 Nowitzki Way
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth