Sound Portfolio Advisors, LLC

RIASEC Registered

Total AUM

$151M

Discretionary

$151M

100% of AUM

Avg account

$428K

Accounts

353

Employees

3

Advisory reps

2

Firm details

Headquarters: Mystic, Connecticut
CRD number: 125511
Registered since: March 1, 2021
Website: www.soundportfolios.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI85.5%
Individuals14.5%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sound Portfolio Advisors, LLC is an independent, privately owned registered investment adviser that provides portfolio management to individuals and small businesses. The firm is SEC-registered (registered in 2021) and charges fees as a percentage of assets under management. Its client base is centered on individual and family relationships rather than institutional or pension work. The firm does not position itself as a capital allocator, is not an active ESG investor, and focuses on direct portfolio management rather than pension consulting or multi-state advisory networks.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities83%
Public Funds/Mutual Funds14%
Cash & Cash Equivalents3%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 37

Active vs passive

$146M in ETFs

Passive

75%

$109M

Active

20%

$37M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI)	Vanguard	Passive	Large Blend	$28.6M	76,339	19.56%

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Primary office

Mystic, CT

New London

Location

Mystic, CT

Headquartered in Mystic, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area: Hartford-East Hartford, CT
Region: Northeast
County: New London
Address: 28 Cottrell St
Time zone: ET (UTC-5)
Office locations

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