Sound Portfolio Advisors, LLC
Firm details
- Headquarters
- Mystic, Connecticut
- CRD number
- 125511
- Registered since
- March 1, 2021
- Website
- www.soundportfolios.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI85.5%
- Individuals14.5%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Sound Portfolio Advisors, LLC is an independent registered investment adviser that provides discretionary portfolio management primarily to individuals and families, and to small businesses. The firm operates on a percentage-of-AUM fee model and was registered with the SEC in 2021. It is structured as an LLC and appears to be owned by an individual. Advisory activity centers on managing equity-oriented portfolios rather than pension consulting or multi-state institutional mandates. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds14%
- Cash & Cash Equivalents3%
Contacts
2 of 2
Bryan Watts
PartnerCRD 5170706
Theodore Parker
President and Managing PartnerCRD 2362925
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 34Active vs passive
$147M in ETFs
78%
$115M
18%
$32.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $28M | 75,620 | 19.06% |
Location
Mystic, CT
New London
Location
Mystic, CT
Headquartered in Mystic, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- New London
- Address
- 28 Cottrell St
- Time zone
- ET (UTC-5)
- Office locations
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