SOUND POINT CAPITAL MANAGEMENT, LP
Firm details
- Headquarters
- New York, New York
- CRD number
- 157479
- Registered since
- July 12, 2011
- Website
- www.soundpointcap.com
- Custodians
- THE BANK OF NEW YORK MELLON, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles95.03%
- Insurance Companies2.56%
- Business Development Companies1.63%
- Corporations / Businesses0.78%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Sound Point Capital Management, LP is a limited partnership that manages institutional capital across securitized and hedge strategies while also sponsoring pooled investment vehicles. The firm markets itself as a multifaceted fund manager with operations that include portfolio management for investment companies, pooled vehicles and institutional clients, and it conducts CPO/CTA activity. Fee arrangements include a mix of percentage-of-AUM, fixed fees and performance-based fees. Sound Point identifies as an active ESG investor and typically allocates to strategies where relative value across structured credit and liquid alternatives can be captured. Investment activity is concentrated in securitized asset strategies and opportunistic hedge funds, with the firm acting both as manager and sponsor of private funds. That sponsor role and the firm’s track record of running multiple pooled vehicles suggest an emphasis on internally managed funds alongside third‑party alternative allocations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other49%
- Private Funds36%
- Cash & Cash Equivalents12%
- Exchange Traded Equities2%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 7DANIEL FABIAN
Global CFOCRD 6159551
SARAH SEELAUS
Chief Operating OfficerCRD 7072373
THOMAS NEWBERRY
Chief Credit OfficerCRD 2120648
Contacts
3 of 4VINCENT DARPINO
General CounselCRD 1551042
STEPHEN KETCHUM
Managing PartnerCRD 1274772
DAVID WERMUTH
Co-PresidentCRD 5473034
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$4.1M in ETFs
100%
$4.1M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| Spdr Gold Trust (GLD) | State Street | Passive | Commodities Focused | $1.5M | 8,539 | 35.19% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 375 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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