Sound Financial Strategies Group, LLC

RIASEC RegisteredEst. 2017

Total AUM

$218M

Discretionary

$218M

100% of AUM

Avg account

$236K

Accounts

923

Employees

Advisory reps

Firm details

Headquarters: Madison, Mississippi
CRD number: 286261
Registered since: January 11, 2017
Website: soundfsg.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: Individuals46.66%
Corporations / Businesses39.28%
HNWI14.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Sound Financial Strategies Group, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2017. The firm acts as a capital allocator for both individual/family and institutional clients, offering a mix of portfolio management and financial planning services. Its advisory scope includes discretionary portfolio management for individuals, small businesses and institutions, selection of outside managers, and client education through seminars and workshops. Commercially, the firm operates with multiple revenue streams: asset-based fees, fixed fees and transaction-based commissions. It also maintains broker-dealer registration activity and engages in insurance brokerage, which complements its advisory services and product access. Sound Financial Strategies does not position itself as an active ESG investor.