Sound Financial Management, LLC
RIAState Registered
Total AUM
$8.9M
Discretionary
$0
0% of AUM
Avg account
$1.3M
Accounts
7
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 132088
- Fee structure
- Fixed Fees
- Client types
- HNWI86.77%
- Individuals13.23%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Sound Financial Management, LLC is a small, individually owned advisory firm organized as an LLC that provides financial planning and portfolio management for individuals and small businesses. The firm charges fixed fees and does not identify as a multi-state or pension consultant. It reports that it is not an active ESG investor and does not act as a capital allocator to external managers; instead its advisory scope is concentrated on client-facing planning and account-level portfolio management.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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