Sound Capital Solutions LLC

RIASEC RegisteredEst. 2024
Total AUM
$306M
Discretionary
$306M
100% of AUM
Avg account
$153M
Accounts
2
Employees
5
Advisory reps
4

Firm details

Headquarters
,
CRD number
311034
Registered since
January 5, 2024
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Sound Capital Solutions LLC is a small, institutional-focused advisory firm that registered with the SEC in 2024 and provides portfolio management services to investment companies. The firm structures fees as a combination of percentage-of-AUM and fixed fees, and identifies itself as an active ESG investor — indicating ESG criteria play a role in manager selection and portfolio construction. Its primary activity is managing portfolios for pooled vehicles rather than retail households, and it does not present itself as a capital allocator or pension consultant. With a very concentrated client base, the firm looks set up to deliver customized mandates rather than broad-based mass-market offerings. That focus, together with its emphasis on alternatives, suggests the investment approach centers on blending public market exposures with third‑party alternative strategies to meet institutional mandate objectives.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Nicholas Dalmaso

    Nicholas Dalmaso

    CEOCRD 2246955

  • Robert Flood

    Robert Flood

    Chief Financial OfficerCRD 6529155

Contacts

2 of 2
  • Dominic Dalmaso

    Dominic Dalmaso

    Executive Vice PresidentCRD 6741567

  • Mark Mcgannon

    Mark Mcgannon

    Managing DirectorCRD 1671343

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth