Sondhi Capital, LLC

RIASEC Registered
Total AUM
$9.2M
Discretionary
$9.2M
100% of AUM
Avg account
$2.3M
Accounts
4
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
155825
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM
Client types
  • HNWI92.11%
  • Individuals7.89%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sondhi Capital, LLC is a small, equity‑oriented registered advisory firm that focuses on portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and identifies itself as a capital allocator that blends direct listed‑market exposure with allocations to third‑party managers. Public market equities—both exchange‑traded stocks and ETFs—are the dominant exposure in client programs, with a stated preference for equities over other asset classes. The firm’s activity suggests a compact, active approach to managing a limited number of sizable accounts rather than broad retail distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, US Government Bonds 5%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 5%90%
  • Exchange Traded Equities90%
  • US Government Bonds5%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Rishi Sondhi

    Rishi Sondhi

    Managing DirectorCRD 5867356

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth